基于预期功能安全的矿用运输车辆自动紧急制动系统研究

Automatic emergency braking system of open-pit mine vehicles based on safety of the intended functionality

  • 摘要: 随着智慧矿山建设的推进,为保障运输作业安全,矿用运输车辆上开始部署自动紧急制动系统. 然而由于露天矿区常伴随雨、雪等极端天气、粉尘环境以及湿滑坡道路面,导致自动紧急制动系统的制动时间过晚最终发生碰撞或是在安全情况下就实施制动的现象时有发生. 本文针对矿用运输车辆在露天矿山作业过程中自动紧急制动系统预期功能安全问题开展研究,以解决由于风险场景触发而导致系统功能不足,进而引发系统失效的安全问题. 首先,本文运用系统理论过程分析方法厘清自动紧急制动系统出现不安全控制行为的致因场景,提出感知和决策系统的改进策略. 其次,采用基于暗通道的图像增强方法和扩展卡尔曼滤波融合算法来解决在恶劣天气下感知不准确的问题;提出考虑坡度、附着系数、滑移率、车辆载重等因素的碰撞时间模型,以提升决策系统对矿山作业环境的适应性. 最后,基于MATLAB/Simulink、TruckSim、PreScan建立联合仿真平台,并筛选出危险度最高的测试用例开展测试. 结果表明,在非路口场景测试中,仅改进感知的系统发生了碰撞,在路口场景测试中,其安全裕度也较低. 而仅改进决策的系统由于天气、光照等环境因素的影响,导致感知到的数据不够准确从而决策过于保守而提前制动. 感知和决策综合改进的系统可以有效的避免碰撞,且不会过早的触发制动. 本文对于自动紧急制动系统中感知和决策的综合改进能够有效避免过早和过晚制动的问题,提高了系统的安全性和适应性.

     

    Abstract: The advancement of intelligent mining technologies has made autonomous emergency braking (AEB) systems a critical component of mining transportation vehicles, aiming to ensure safety during operations. However, open-pit mining areas pose unique challenges that significantly impact the effectiveness of AEB systems. These environments are often defined by extreme weather conditions—such as rain, snow, and fog—that reduce visibility, as well as harsh operational factors such as dusty air, wet and slippery roads, steep slopes, and varying vehicle loads. These factors typically lead to delayed braking, resulting in collisions or unnecessary braking in otherwise safe conditions, both of which can compromise operational efficiency and safety. Addressing these functional safety challenges is crucial for advancing the reliability and adaptability of AEB systems in such dynamic scenarios. This study investigates the intended functional safety of AEB systems for mining transportation vehicles. Specifically, it focuses on mitigating safety issues due to system deficiencies triggered by high-risk scenarios. A comprehensive approach is adopted to analyze the causal factors behind unsafe system behaviors, with the objective of improving the perception and decision-making components. To systematically identify unsafe scenarios, a system-theoretic process analysis (STPA) method is employed. This method provides a structured framework for determining the root causes of unsafe behaviors within the AEB system. The analysis underscores key limitations in the perception system under adverse conditions, including inaccurate detection of obstacles due to environmental factors, and inadequacies in the decision-making system’s adaptability to the dynamic and challenging conditions of open-pit mining operations. For the perception component, an advanced image enhancement method based on the dark channel prior is implemented to enhance visibility in low-light and high-dust conditions. This method significantly improves the clarity of visual input, particularly in scenarios with poor lighting or heavy particulate interference. Additionally, an extended Kalman filter (EKF) fusion algorithm is employed to integrate data from multiple sensors, such as cameras, LiDAR, and radar, increasing the accuracy and reliability of the perception system under adverse weather conditions. For decision-making, a collision time model that considers critical environmental and operational factors, including road slope, surface adhesion coefficient, slip ratio, and vehicle load, is developed. This model ensures enhanced responsiveness and adaptability for the decision-making system under real-world conditions, improving its ability to make accurate and timely braking decisions. To validate the proposed improvements, a joint simulation platform is established by integrating MATLAB/Simulink, TruckSim, and PreScan. This platform allows comprehensive testing under hazardous scenarios through the selection of test cases representing the most critical risk conditions. Simulation results show that systems with enhanced perception alone still struggle in non-intersection scenarios, where delayed braking leads to collisions. Similarly, systems relying solely on improved decision-making tend to be overly conservative, triggering premature braking owing to inaccurate perception data in low-visibility or low-adhesion conditions. Conversely, systems with integrated improvements to perception and decision-making components demonstrate significantly enhanced performance. These systems effectively prevent collisions while minimizing unnecessary early braking, achieving a balance between safety and operational efficiency. This study provides a holistic approach to addressing the limitations of AEB systems in mining transportation vehicles. By comprehensively improving the perception and decision-making systems, the proposed solutions enhance the safety and adaptability of AEB systems, enhancing their suitability for deployment in complex and dynamic environments, such as open-pit mining. The findings offer valuable insights for the future design, optimization, and implementation of intelligent safety systems in challenging industrial settings.

     

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