一种智能法律合约驱动的联邦学习数据授权和执行方法

Data Authorization and Federated Learning Execution Method Driven by Smart Legal Contracts

  • 摘要: 在数字经济时代,数据已成为社会创新的核心生产要素。联邦学习具有“数据不动、模型动”的特点,推动了数据使用方式从“数据集中共享”向“模型协同计算”数据要素流通方式的转型,但现有联邦架构在数据授权与执行的法律责任界定上缺乏有效数据确权与数据权益分配机制。针对这一问题,本文提出了一种智能法律合约驱动的联邦学习数据授权和执行方法,构建了基于智能法律合约SPESC语言的联邦学习监督架构,通过合约条款对联邦学习任务的执行进行发布、分配与监控。该架构中的授权与执行管理平台通过数据授权模块对数据授权合约模板实现“要约-承诺-执行-仲裁”的周期化管理,结合去中心化标识和区块链技术对合约当事人进行身份认证,并采用可自动执行的合约条款进行数据授权,并设计了违约和仲裁条款对数据确权和权益分配进行监督,确保不同主体间数据使用权与经营权的合规性,其中的联邦计算模块通过合约模板对联邦系统中的计算任务进行配置,并实现对执行权责的监督。实验验证了数据授权合约中数据授权条款的自动执行与链上追溯,确保了联邦学习中的身份合规性与授权透明性,并设计了针对参与节点间的联邦计算合约模板,通过该模板下对节点选择算法进行性能分析,结果表明算法的模型训练较稳定,收敛速度较快,研究将为推动数据要素市场数字化转型提供了一种新的思路。

     

    Abstract: In the era of the digital economy, data has emerged as a core production factor for social innovation. Federated Learning (FL) enables collaborative model training while keeping data localized (characterized by “moving models instead of data”). This shifts data circulation from “centralized data sharing” to “collaborative model computation.” However, current FL architectures lack effective mechanisms for data rights confirmation and benefit allocation, as well as the legal responsibility definition for data authorization and FL execution. To address this issue, this paper proposes a smart legal contract-driven approach for data authorization and execution in FL. We design a federated learning governance framework based on the SPESC language for smart legal contracts, which facilitates the publication, assignment, and monitoring of federated learning tasks through contractual clauses. Within this framework, an Authorization and Execution Management Platform (AEMP) is designed to employs its Data Authorization Module for implementing a cyclical “offer–acceptance–execution–arbitration” process via standardized contract templates. By integrating decentralized identifiers (DIDs) and blockchain technology, the platform ensures identity authentication of contracting parties and enforces data authorization through self-executing contract clauses. Breach and arbitration clauses are also incorporated to supervise data ownership confirmation and rights allocation, ensuring compliance in data usage and operational rights among local training nodes and central model aggregation node. Furthermore, the federated computation module utilizes contract templates to configure computing tasks within the federated system and to oversee the responsibilities and accountability of participants during execution. Experimental evaluations demonstrate the feasibility of automated execution and on-chain traceability of data authorization clauses, ensuring identity compliance and transparency in federated learning. Additionally, a federated computing contract template is also proposed for analyzing the performance of node selection algorithms. The results indicate that the model training process under this framework is stable and exhibits a fast convergence rate. This research offers a novel approach to advancing the digital transformation of the data factor market.

     

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